MIB Hong Kong - Commission And Fees

HK Securities
HK Futures and Options
Foreign Stocks
SH-HK and SZ-HK Stock Connect

HK Securities Service Fees and Charges (Settlement Date: T + 2)
(A)Trade-related Services
1. Brokerage Commission (Offline)	0.25% (Min. HKD100.00)	Please contact your AE for details
2. Brokerage Commission (Online)	0.15% (Min. HKD50.00)	Please contact your AE for details
3. Transaction Levy	0.0027% of transaction amount	rounded up to the nearest HK cent
4. FRC Transaction Levy	0.00015% of transaction amount	rounded up to the nearest HK cent
5. Investor Compensation Levy	Nil
6. Trading Fee	0.00565% of transaction amount	rounded up to the nearest HK cent
7. Trading Tariff	Nil
8. Stamp Duty	0.1%	rounded up to the nearest HK dollar
9. Settlement Fee	0.01% of transaction amount (Min. HKD200 per stock)	rounded up to the nearest HK cent
10. IPO Application Handling Charges	HKD100.00
11.Pre-IPO Trading Commission	Add on 0.05%	Settlement Date: T + 3
(B) Information Services
1. Online Real-Time Price Quote (Mobile)	• ETNET IQ Mobile Streaming (HKD84.00)
2. Online Real-Time Price Quote	• ETNET IQ Streaming (HKD338.00) • ETNET IQ Streaming with FHSI Quote (HKD368.00) • ETNET IQ Streaming for PRC Client (HKD268.00) Monthly rate will be charged in full regardless of commencement date of service and will be debited from client’s account in the month	Term of Waiver: Monthly fee charged will be credited to client’s account in the next month if client monthly online commission exceeds or reaches HKD1,000.00 for internet trades
(C) Scrip Handling and Settlement-related Services

Other charges
Please refer to Fee Schedule at Download Area
Note: All fees and charges are subject to revision without prior notice.

HK Securities Service Fees and Charges (Settlement Date: T + 2)

Services

Charges

Remarks

(A)Trade-related Services

1. Brokerage Commission (Offline)

0.25% (Min. HKD100.00)

Please contact your AE for details

2. Brokerage Commission (Online)

0.15% (Min. HKD50.00)

Please contact your AE for details

3. Transaction Levy

0.0027% of transaction amount

rounded up to the nearest HK cent

4. FRC Transaction Levy

0.00015% of transaction amount

rounded up to the nearest HK cent

5. Investor Compensation Levy

Nil

6. Trading Fee

0.00565% of transaction amount

rounded up to the nearest HK cent

7. Trading Tariff

Nil

8. Stamp Duty

0.1%

rounded up to the nearest HK dollar

9. Settlement Fee

0.01% of transaction amount (Min. HKD200 per stock)

rounded up to the nearest HK cent

10. IPO Application Handling Charges

HKD100.00

11.Pre-IPO Trading Commission

Add on 0.05%

Settlement Date: T + 3

(B) Information Services

1. Online Real-Time Price Quote (Mobile)

• ETNET IQ Mobile Streaming (HKD84.00)

2. Online Real-Time Price Quote

• ETNET IQ Streaming (HKD338.00)
• ETNET IQ Streaming with FHSI Quote (HKD368.00)
• ETNET IQ Streaming for PRC Client (HKD268.00)
Monthly rate will be charged in full regardless of commencement date of service and will be debited from client’s account in the month

Term of Waiver: Monthly fee charged will be credited to client’s account in the next month if client monthly online commission exceeds or reaches HKD1,000.00 for internet trades

Other charges

Please refer to Fee Schedule at Download Area

Note: All fees and charges are subject to revision without prior notice.

The charges of Hong Kong Futures and Options contracts are as follows:
(The margin requirement is subjected to change by HKFE)

The charges of Hong Kong Futures and Options contracts are as follows:

(The margin requirement is subjected to change by HKFE)

Charges of Hong Kong Futures Contracts
Hang Seng Index (HSI)	HKD 77,871/62,296	HKD60/100	HKD38/68	HKD 10.54	HKD 10.00
Mini - Hang Seng Index (MHI)	HKD 15,574/12,459	HKD15/20	HKD10/20	HKD 3.60	HKD 3.50
Hang Seng China Enterprises Index (HHI)	HKD 32,119/25,695	HKD60/100	HKD38/68	HKD 4.04	HKD 3.50
Mini - Hang Seng China Enterprises Index (MCH)	HKD 6,423/5,138	HKD15/20	HKD10/20	HKD 2.10	HKD 2.00
CES China 120 Index (CHH)	HKD 17,955/14,364	HKD 60/100	HKD 38/68	HKD10.54	HKD 10.00
HSCEI Dividend Point Index (DHH)	HKD 1,516/1,212	HKD60/100	HKD38/68	HKD 2.04	HKD 1.50
HSI Dividend Point Index (DHS)	HKD 4,415/3,532	HKD60/100	HKD38/68	HKD 3.54	HKD 3.00
Hang Seng Mainland Banks Index (MBI)	HKD 10,014/8,011	HKD 15/20	HKD 10/20	HKD 2.54	HKD 2.00
Hang Seng Mainland Oil & Gas Index (MOI)	HKD 6,171/4,936	HKD 15/20	HKD 10/20	HKD 2.54	HKD 2.00
Hang Seng Mainland Properties Index (MPI)	HKD 19,657/15,725	HKD 15/20	HKD 10/20	HKD 2.54	HKD 2.00
HSI Volatility Index (VHS)	HKD 30,669/24,535	HKD60/100	HKD38/68	HKD 10.54	HKD 10.00
FTSE/JSE Top40 Index (SAF)	HKD 53,359/42,687	HKD60/100	HKD38/68	HKD 5.54	HKD 5.00
MICEX Index (MCX)	HKD 107,810/86,248	HKD60/100	HKD38/68	HKD 5.54	HKD 5.00
CNH London Aluminium Mini Futures (LRA)	RMB 8,312/6,649	RMB 40/60	RMB 25/40	RMB 3.44**	RMB 1.20
CNH London Copper Mini Futures (LRC)	RMB 24,831/19,864	RMB 60/100	RMB 38/68	RMB 3.44**	RMB 1.20
CNH London Nickel Mini Futures (LRN)	RMB 46,610/34,888	RMB 60/100	RMB 38/68	RMB 3.44**	RMB 1.20
CNH London Tin Mini Futures (LRS)	RMB 26,626/21,300	RMB 60/100	RMB 38/68	RMB 3.44**	RMB 1.20
CNH London Lead Mini Futures (LRP)	RMB 6,689/5,351	RMB 60/100	RMB 38/68	RMB 3.44**	RMB 1.20
CNH London Zinc Mini Futures (LRZ)	RMB 9,416/7,532	RMB 40/60	RMB 25/40	RMB 3.44**	RMB 1.20

Charges of Hong Kong Futures Contracts

Products (per contract per side)

Initial/Margin Maintenance Margin*

Offline Commission DayTrade/Overnight (per lot per side):

Online Commission DayTrade/Overnight (per lot per side):

Exchange Fee & Levy (per lot per side):

Settlement Fees

Hang Seng Index (HSI)

HKD 77,871/62,296

HKD60/100

HKD38/68

HKD 10.54

HKD 10.00

Mini - Hang Seng Index (MHI)

HKD 15,574/12,459

HKD15/20

HKD10/20

HKD 3.60

HKD 3.50

Hang Seng China Enterprises Index (HHI)

HKD 32,119/25,695

HKD60/100

HKD38/68

HKD 4.04

HKD 3.50

Mini - Hang Seng China Enterprises Index (MCH)

HKD 6,423/5,138

HKD15/20

HKD10/20

HKD 2.10

HKD 2.00

CES China 120 Index (CHH)

HKD 17,955/14,364

HKD 60/100

HKD 38/68

HKD10.54

HKD 10.00

HSCEI Dividend Point Index (DHH)

HKD 1,516/1,212

HKD60/100

HKD38/68

HKD 2.04

HKD 1.50

HSI Dividend Point Index (DHS)

HKD 4,415/3,532

HKD60/100

HKD38/68

HKD 3.54

HKD 3.00

Hang Seng Mainland Banks Index (MBI)

HKD 10,014/8,011

HKD 15/20

HKD 10/20

HKD 2.54

HKD 2.00

Hang Seng Mainland Oil & Gas Index (MOI)

HKD 6,171/4,936

HKD 15/20

HKD 10/20

HKD 2.54

HKD 2.00

Hang Seng Mainland Properties Index (MPI)

HKD 19,657/15,725

HKD 15/20

HKD 10/20

HKD 2.54

HKD 2.00

HSI Volatility Index (VHS)

HKD 30,669/24,535

HKD60/100

HKD38/68

HKD 10.54

HKD 10.00

FTSE/JSE Top40 Index (SAF)

HKD 53,359/42,687

HKD60/100

HKD38/68

HKD 5.54

HKD 5.00

MICEX Index (MCX)

HKD 107,810/86,248

HKD60/100

HKD38/68

HKD 5.54

HKD 5.00

CNH London Aluminium Mini Futures (LRA)

RMB 8,312/6,649

RMB 40/60

RMB 25/40

RMB 3.44**

RMB 1.20

CNH London Copper Mini Futures (LRC)

RMB 24,831/19,864

RMB 60/100

RMB 38/68

RMB 3.44**

RMB 1.20

CNH London Nickel Mini Futures (LRN)

RMB 46,610/34,888

RMB 60/100

RMB 38/68

RMB 3.44**

RMB 1.20

CNH London Tin Mini Futures (LRS)

RMB 26,626/21,300

RMB 60/100

RMB 38/68

RMB 3.44**

RMB 1.20

CNH London Lead Mini Futures (LRP)

RMB 6,689/5,351

RMB 60/100

RMB 38/68

RMB 3.44**

RMB 1.20

CNH London Zinc Mini Futures (LRZ)

RMB 9,416/7,532

RMB 40/60

RMB 25/40

RMB 3.44**

RMB 1.20

Charges of Hong Kong Options Contracts
Hang Seng Index Options	Based on SPAN risk parameter file for HKEX	1% of Premium (Min: HKD50 and Max: HKD100)	1% of Premium (Min: HKD38 and Max: HKD68)	HKD 10.54	HKD 10.00	HKD 0.54
Mini-Hang Seng Index Options	Based on SPAN risk parameter file for HKEX	HKD20 (Fixed)	HKD15(Fixed)	HKD 2.10	HKD 2.00	HKD 0.10
H-Share Index Options	Based on SPAN risk parameter file for HKEX	1% of Premium (Min: HKD50 and Max: HKD100)	1% of Premium (Min: HKD38 and Max: HKD68)	HKD 4.04	HKD 3.50	HKD 0.54
Remarks: All information is subject to change without prior notice. Random close out for the same series month of Long and Short Futures / Options contract by system automatically. Cross Product close out 1 HSI to 5 MHI, 1 HSI Option to 5 MHI Option and 1 HHI to 5 MCH for same series month Futures and Options contracts automatically With effect from 1 Dec 2020 *The RMB 0.44, Commission Levy, is equivalent of HK$0.54 per contract at the exchange rate determined by the Exchange from time to time

Charges of Hong Kong Options Contracts

Products

Margin

Offline Commission

online Commission

Exchange Fee & Levy (per lot per side)

Exercise Fee

Charge of Cabinet Trade of Index Options

Hang Seng Index Options

Based on SPAN risk parameter file for HKEX

1% of Premium (Min: HKD50 and Max: HKD100)

1% of Premium (Min: HKD38 and Max: HKD68)

HKD 10.54

HKD 10.00

HKD 0.54

Mini-Hang Seng Index Options

Based on SPAN risk parameter file for HKEX

HKD20 (Fixed)

HKD15(Fixed)

HKD 2.10

HKD 2.00

HKD 0.10

H-Share Index Options

Based on SPAN risk parameter file for HKEX

1% of Premium (Min: HKD50 and Max: HKD100)

1% of Premium (Min: HKD38 and Max: HKD68)

HKD 4.04

HKD 3.50

HKD 0.54

Remarks:
All information is subject to change without prior notice.
Random close out for the same series month of Long and Short Futures / Options contract by system automatically.
Cross Product close out 1 HSI to 5 MHI, 1 HSI Option to 5 MHI Option and 1 HHI to 5 MCH for same series month Futures and Options contracts automatically

*With effect from 1 Dec 2020
**The RMB 0.44, Commission Levy, is equivalent of HK$0.54 per contract at the exchange rate determined by the Exchange from time to time

Foreign Stocks Trading Fees
Singapore (SGX)	0.20% (Min.SGD25/ HKD160/US20)	Transaction Levy:0.0075% Clearing Fee:0.0325% Settlement Fee: 0.05% (Max HK$500.00)	Handling Fee: -1.1% on net Dividend after Tax (Min.SGD25 /USD20/ HKD150 & Max. SGD100/USD80/HKD650) -1% on Cash Offer Amount (Min.SGD10/USD8 & Max.SGD100/USD80) -SGD30 per transaction (for Rights Taken up) -SGD30 for Exercise Warrants -SGD30 for handling fee to receive Coupon Interest Bank Commission:SGD50 per transaction (for Rights Taken up), Min.SGD10 & Max. SGD50(Exericise Warrents-0.125% from the conversion monies) Physical Deposit/Withdrawal Fee and Electronic Transfer Fee: Please contact to customerservices@mib.com.hk/+852 22680660 for more details.
Malaysia (Bursa)	0.20% (Min. MYR60)	Stamp Duty: 0.10%(Roundup to the nearest Ringgit and Max. MYR 1,000) Clearing Fee:0.03%(Max. MYR 1,000) SST Tax: 6% of Commission (Min. MYR2.40)	Withholding Tax: 25% on gross Dividend Handling Fee: 1.1% on net Dividend after Tax (Min. MYR30 & Max. MYR300) Foreign Broker Charge: MYR 5 or Subject to the charge amount by Foreign Broker (for Cash Dividend) Transfer Fee(No Physical stock transfer is allowed) :MYR500.00 per counter/per transfer
US (NYSE & NASDAQ)*	0.15% (Min.USD25)	Security Fee: US$0.0008%(Sale trade Only) Transaction Fee :USD0.145 per 1,000 shares (round up to nearest cents) Max. USD7.27 (Sale Trade Only)	Withholding Tax: 30% on gross Dividend 10% on Gross SALE Proceeds of US Publicly Traded Partnerships (PTP) Securities Handling Fee: 1% on gross Dividend after Tax (Min. USD20.00 & Max. USD100.00) Foreign Broker Charge: USD1 per transaction (for Cash Dividend) Transfer Fee:USD55 or HKD430 per Transfer (for Stock)
Service Fee for Retrieving Daily/Monthly Statement Fee: HKD50per Statement No amalgamation of trades done in the US markets will be available, i.e. every individual order is treated as an individual contract. Note:* All fees and charges are subject to revision without prior notice.

Foreign Stocks Trading Fees

Market

Brokerage Commission (Online)

Trade Related Fee or Charges

Other Charges

Singapore (SGX)

0.20%
(Min.SGD25/
HKD160/US20)

Transaction Levy:0.0075%
Clearing Fee:0.0325%
Settlement Fee: 0.05% (Max HK$500.00)

Handling Fee:
-1.1% on net Dividend after Tax (Min.SGD25 /USD20/ HKD150 & Max. SGD100/USD80/HKD650)
-1% on Cash Offer Amount
(Min.SGD10/USD8 & Max.SGD100/USD80)
-SGD30 per transaction (for Rights Taken up)
-SGD30 for Exercise Warrants
-SGD30 for handling fee to receive Coupon Interest
Bank Commission:SGD50 per transaction (for Rights Taken up), Min.SGD10 & Max. SGD50(Exericise Warrents-0.125% from the conversion monies)

Physical Deposit/Withdrawal Fee and Electronic Transfer Fee: Please contact to customerservices@mib.com.hk/+852 22680660 for more details.

Malaysia (Bursa)

0.20%
(Min. MYR60)

Stamp Duty: 0.10%(Roundup to the nearest Ringgit and Max. MYR 1,000)
Clearing Fee:0.03%(Max. MYR 1,000)
SST Tax: 6% of Commission (Min. MYR2.40)

Withholding Tax: 25% on gross Dividend
Handling Fee: 1.1% on net Dividend after Tax (Min. MYR30 & Max. MYR300)
Foreign Broker Charge: MYR 5 or Subject to the charge amount by Foreign Broker (for Cash Dividend)
Transfer Fee(No Physical stock transfer is allowed) :MYR500.00 per counter/per transfer

US (NYSE & NASDAQ)*

0.15%
(Min.USD25)

Security Fee: US$0.0008%(Sale trade Only)
Transaction Fee :USD0.145 per 1,000 shares (round up to nearest cents) Max. USD7.27 (Sale Trade Only)

Withholding Tax: 30% on gross Dividend
10% on Gross SALE Proceeds of US Publicly Traded Partnerships (PTP) Securities
Handling Fee: 1% on gross Dividend after Tax (Min. USD20.00 & Max. USD100.00)
Foreign Broker Charge: USD1 per transaction (for Cash Dividend)
Transfer Fee:USD55 or HKD430 per Transfer (for Stock)

Service Fee for Retrieving Daily/Monthly Statement Fee: HKD50per Statement

*No amalgamation of trades done in the US markets will be available, i.e. every individual order is treated as an individual contract.

Note: All fees and charges are subject to revision without prior notice.

VALUE-ADDED SERVICES (Foreign Stock Markets)
Additional Access on A-share Market (*must also use ETNET IQ Streaming)
Shanghai Stock Exchange	HKD380.00	N/A
Shenzhen Stock Exchange	HKD450.00	N/A

VALUE-ADDED SERVICES (Foreign Stock Markets)

Exchanges

Level 1

Level 2

Additional Access on A-share Market (*must also use ETNET IQ Streaming)

Shanghai Stock Exchange

HKD380.00

N/A

Shenzhen Stock Exchange

HKD450.00

N/A

Charges of Global Futures Contracts
SGX	Nikkei 225 Index	NK	JPY	USD 0.75	USD 10.00	USD 25.00
SGX	FTSE A50 CHINA Index	CN	USD	USD 0.83	USD 10.00	USD 25.00
SGX	MSCI Taiwan Index	TW	USD	USD 1.05	USD 10.00	USD 25.00
SGX	CNX Nifty Index	IN	USD	USD 0.65	USD 10.00	USD 25.00
SGX	MSCI Singapore Index	SG	SGD	SGD 2.50	SGD 15.00	SGD 30.00
BMD	Crude Palm Oil	FCPO	MYR	MYR 3.00	MYR 35.00	MYR 70.00
BMD	FTSE Bursa Malaysia KLCI Index	FKLI	MYR	MYR 4.00	MYR 35.00	MYR 70.00
CBOT	Dow Jones ($10)	DJ	USD	USD 0.98	USD 20.00	USD 30.00
CBOT	E-mini Dow Jones ($5)	YM	USD	USD 1.16	USD 10.00	USD 25.00
CME	NASDAQ 100	ND	USD	USD 2.37	USD 20.00	USD 30.00
CME	E-mini NASDAQ 100	NQ	USD	USD 1.17	USD 10.00	USD 25.00
CME	S&P 500	SP	USD	USD 2.37	USD 20.00	USD 30.00
CME	E-mini S&P 500	ES	USD	USD 1.17	USD 10.00	USD 25.00
CME	Nikkei 225 Index (USD)	NKD	USD	USD 2.12	USD 15.00	USD 25.00
CME	Nikkei 225 Index (JPY)	NIY	JPY	USD 2.12	USD 15.00	USD 25.00
CME	AUD/USD	AD	USD	USD 1.62	USD 10.00	USD 25.00
CME	GBP/USD	BP	USD	USD 1.62	USD 10.00	USD 25.00
CME	CAD/USD	CD	USD	USD 1.62	USD 10.00	USD 25.00
CME	EUR/USD	EC	USD	USD 1.16	USD 10.00	USD 25.00
CME	JPY/USD	JY	USD	USD 1.62	USD 10.00	USD 25.00
CME	NZD/USD	NE	USD	USD 1.62	USD 10.00	USD 25.00
CME	CHF/USD	SF	USD	USD 1.62	USD 10.00	USD 25.00
CBOT	30-Year U.S. Treasury Bond	US	USD	USD 0.62	USD 10.00	USD 25.00
CBOT	10-Year U.S. Treasury Note	TY	USD	USD 0.62	USD 10.00	USD 25.00
CBOT	5-Year U.S. Treasury Note	FV	USD	USD 0.62	USD 10.00	USD 25.00
CBOT	2-Year U.S. Treasury Note	TU	USD	USD 0.62	USD 10.00	USD 25.00
NYMEX	Light Sweet Crude Oil	CL	USD	USD 1.47	USD 20.00	USD 30.00
NYMEX	E-mini Crude Oil	QM	USD	USD 1.22	USD 10.00	USD 25.00
NYMEX	NY Harbor No.2 Heating Oil	HO	USD	USD 1.47	USD 20.00	USD 30.00
NYMEX	Henry Hub Natural Gas	NG	USD	USD 1.47	USD 20.00	USD 30.00
NYMEX	E-mini Natural Gas	QG	USD	USD 0.52	USD 10.00	USD 25.00
NYMEX	RBOB Gasoline	RB	USD	USD 1.47	USD 20.00	USD 30.00
COMEX	100oz Gold	GC	USD	USD 1.47	USD 20.00	USD 30.00
COMEX	10oz Micro-Gold	MGC	USD	USD 0.22	USD 8.00	USD 15.00
COMEX	5,000oz Silver	SI	USD	USD 1.47	USD 20.00	USD 30.00
COMEX	1,000oz E-Mini Silver	SIL	USD	USD 0.82	USD 10.00	USD 25.00
COMEX	Copper	HG	USD	USD 1.47	USD 20.00	USD 30.00
NYMEX	Palladium	PA	USD	USD 1.47	USD 20.00	USD 30.00
NYMEX	Platinum	PL	USD	USD 1.47	USD 20.00	USD 30.00
CBOT	Soybean Oil	BO	USD	USD 1.97	USD 15.00	USD 25.00
CBOT	Corn	C	USD	USD 1.97	USD 15.00	USD 25.00
CBOT	Oats	O	USD	USD 1.97	USD 15.00	USD 25.00
CBOT	Soybeans	S	USD	USD 1.97	USD 15.00	USD 25.00
CBOT	Soybean Meal	SM	USD	USD 1.97	USD 15.00	USD 25.00
CBOT	Wheat	W	USD	USD 1.97	USD 15.00	USD 25.00

Charges of Global Futures Contracts

Exchange

Product

Symbol

Trading Currency

Exchange Fee

Online Commission

Offline Commission

SGX

Nikkei 225 Index

JPY

USD 0.75

USD 10.00

USD 25.00

SGX

FTSE A50 CHINA Index

USD

USD 0.83

USD 10.00

USD 25.00

SGX

MSCI Taiwan Index

USD

USD 1.05

USD 10.00

USD 25.00

SGX

CNX Nifty Index

USD

USD 0.65

USD 10.00

USD 25.00

SGX

MSCI Singapore Index

SGD

SGD 2.50

SGD 15.00

SGD 30.00

BMD

Crude Palm Oil

FCPO

MYR

MYR 3.00

MYR 35.00

MYR 70.00

BMD

FTSE Bursa Malaysia KLCI Index

FKLI

MYR

MYR 4.00

MYR 35.00

MYR 70.00

CBOT

Dow Jones ($10)

USD

USD 0.98

USD 20.00

USD 30.00

CBOT

E-mini Dow Jones ($5)

USD

USD 1.16

USD 10.00

USD 25.00

CME

NASDAQ 100

USD

USD 2.37

USD 20.00

USD 30.00

CME

E-mini NASDAQ 100

USD

USD 1.17

USD 10.00

USD 25.00

CME

S&P 500

USD

USD 2.37

USD 20.00

USD 30.00

CME

E-mini S&P 500

USD

USD 1.17

USD 10.00

USD 25.00

CME

Nikkei 225 Index (USD)

NKD

USD

USD 2.12

USD 15.00

USD 25.00

CME

Nikkei 225 Index (JPY)

NIY

JPY

USD 2.12

USD 15.00

USD 25.00

CME

AUD/USD

USD

USD 1.62

USD 10.00

USD 25.00

CME

GBP/USD

USD

USD 1.62

USD 10.00

USD 25.00

CME

CAD/USD

USD

USD 1.62

USD 10.00

USD 25.00

CME

EUR/USD

USD

USD 1.16

USD 10.00

USD 25.00

CME

JPY/USD

USD

USD 1.62

USD 10.00

USD 25.00

CME

NZD/USD

USD

USD 1.62

USD 10.00

USD 25.00

CME

CHF/USD

USD

USD 1.62

USD 10.00

USD 25.00

CBOT

30-Year U.S. Treasury Bond

USD

USD 0.62

USD 10.00

USD 25.00

CBOT

10-Year U.S. Treasury Note

USD

USD 0.62

USD 10.00

USD 25.00

CBOT

5-Year U.S. Treasury Note

USD

USD 0.62

USD 10.00

USD 25.00

CBOT

2-Year U.S. Treasury Note

USD

USD 0.62

USD 10.00

USD 25.00

NYMEX

Light Sweet Crude Oil

USD

USD 1.47

USD 20.00

USD 30.00

NYMEX

E-mini Crude Oil

USD

USD 1.22

USD 10.00

USD 25.00

NYMEX

NY Harbor No.2 Heating Oil

USD

USD 1.47

USD 20.00

USD 30.00

NYMEX

Henry Hub Natural Gas

USD

USD 1.47

USD 20.00

USD 30.00

NYMEX

E-mini Natural Gas

USD

USD 0.52

USD 10.00

USD 25.00

NYMEX

RBOB Gasoline

USD

USD 1.47

USD 20.00

USD 30.00

COMEX

100oz Gold

USD

USD 1.47

USD 20.00

USD 30.00

COMEX

10oz Micro-Gold

MGC

USD

USD 0.22

USD 8.00

USD 15.00

COMEX

5,000oz Silver

USD

USD 1.47

USD 20.00

USD 30.00

COMEX

1,000oz E-Mini Silver

SIL

USD

USD 0.82

USD 10.00

USD 25.00

COMEX

Copper

USD

USD 1.47

USD 20.00

USD 30.00

NYMEX

Palladium

USD

USD 1.47

USD 20.00

USD 30.00

NYMEX

Platinum

USD

USD 1.47

USD 20.00

USD 30.00

CBOT

Soybean Oil

USD

USD 1.97

USD 15.00

USD 25.00

CBOT

Corn

USD

USD 1.97

USD 15.00

USD 25.00

CBOT

Oats

USD

USD 1.97

USD 15.00

USD 25.00

CBOT

Soybeans

USD

USD 1.97

USD 15.00

USD 25.00

CBOT

Soybean Meal

USD

USD 1.97

USD 15.00

USD 25.00

CBOT

Wheat

USD

USD 1.97

USD 15.00

USD 25.00

Shanghai-Hong Kong Stock Connect Service Fees and Charges (Settlement Date: T 1)
(A) Trade-related services
1. Brokerage Commission (Offline)	0.25% (Min. CNY100.00) Please contact your AE for detail.
2. Brokerage Commission (Online)	0.15% (Min. CNY50.00) Please contact your AE for detail.
3. Handling Fee	0.00487% of the consideration of a transaction per side (ETF 0.004%)
4. Securities Management Fee	0.002% of the consideration of a transaction per side (waived ETF)
5. Transfer Fee	0.001% on consideration of each transaction per side payable under ChinaClear's SH-HK Stock Connect Rules (waived ETF); and 0.002% on consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC
6. Stamp Duty	0.10% of the consideration of a transaction on the seller (waived ETF)
(All charges rounded up to the nearest cent)
Other charges
Please refer to Fee Schedule at Download Area

Shanghai-Hong Kong Stock Connect Service Fees and Charges (Settlement Date: T 1)

Services

Charges

(A) Trade-related services

1. Brokerage Commission (Offline)

0.25% (Min. CNY100.00)
Please contact your AE for detail.

2. Brokerage Commission (Online)

0.15% (Min. CNY50.00)
Please contact your AE for detail.

3. Handling Fee

0.00487% of the consideration of a transaction per side (ETF 0.004%)

4. Securities Management Fee

0.002% of the consideration of a transaction per side (waived ETF)

5. Transfer Fee

0.001% on consideration of each transaction per side payable under ChinaClear's SH-HK Stock Connect Rules (waived ETF); and
0.002% on consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC

6. Stamp Duty

0.10% of the consideration of a transaction on the seller (waived ETF)

(All charges rounded up to the nearest cent)

Other charges

Please refer to Fee Schedule at Download Area

Shenzhen-Hong Kong Stock Connect Service Fees and Charges (Settlement Date: T 1)
(A) Trade-related Services
1. Brokerage Commission (Offline)	0.25% (Min. CNY100.00) Please contact your AE for detail.
2. Brokerage Commission (Online)	0.15% (Min. CNY50.00) Please contact your AE for detail.
3. Handling Fee	0.00487% of the consideration of a transaction per side (ETF 0.004%)
4. Securities Management Fee	0.002% of the consideration of a transaction per side (waived ETF)
5. Transfer Fee	0.001% on consideration of each transaction per side payable under ChinaClear's SZ-HK Stock Connect Rules (waived ETF); and 0.002% on consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC
6. Stamp Duty	0.10% of the consideration of a transaction on the seller (waived ETF)
Other charges
Please refer to Fee Schedule at Download Area

Shenzhen-Hong Kong Stock Connect Service Fees and Charges (Settlement Date: T 1)

(A) Trade-related Services

1. Brokerage Commission (Offline)

0.25% (Min. CNY100.00) Please contact your AE for detail.

2. Brokerage Commission (Online)

0.15% (Min. CNY50.00) Please contact your AE for detail.

3. Handling Fee

0.00487% of the consideration of a transaction per side (ETF 0.004%)

4. Securities Management Fee

0.002% of the consideration of a transaction per side (waived ETF)

5. Transfer Fee

0.001% on consideration of each transaction per side payable under ChinaClear's SZ-HK Stock Connect Rules (waived ETF); and
0.002% on consideration of each transaction per side payable under the General Rules of CCASS for the provision of Stock Connect Northbound Clearing services by HKSCC

6. Stamp Duty

0.10% of the consideration of a transaction on the seller (waived ETF)

Other charges

Please refer to Fee Schedule at Download Area

Customer Services

Commission And Fees